您(Nin)当(Dang)前(Qian)所(Suo)在(Zai)的(De)位(Wei)置(Zhi): 首(Shou)页(Ye) > 投(Tou)资(Zi)者(Zhe)关(Guan)系(Xi) > 内(Nei)幕(Mu)交(Jiao)易(Yi)防(Fang)控(Kong) >文(Wen)章(Zhang)页(Ye)
-
投(Tou)资(Zi)者(Zhe)关(Guan)系(Xi)
-
公(Gong)司(Si)概(Gai)况(Kuang)
-
公(Gong)司(Si)公(Gong)告(Gao)
-
业(Ye)绩(Ji)报(Bao)告(Gao)
-
公(Gong)司(Si)治(Zhi)理(Li)
-
独(Du)立(Li)董(Dong)事(Shi)监(Jian)事(Shi)
-
社(She)会(Hui)责(Ze)任(Ren)
-
内(Nei)幕(Mu)交(Jiao)易(Yi)防(Fang)控(Kong)
-
投(Tou)资(Zi)者(Zhe)保(Bao)护(Hu)
-
股(Gu)本(Ben)结(Jie)构(Gou)
-
投(Tou)资(Zi)者(Zhe)交(Jiao)流(Liu)互(Hu)动(Dong)平(Ping)台(Tai)
福(Fu)建(Jian)福(Fu)日(Ri)电(Dian)子(Zi)股(Gu)份(Fen)有(You)限(Xian)公(Gong)司(Si)
内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)登(Deng)记(Ji)管(Guan)理(Li)制(Zhi)度(Du)
第(Di)一(Yi)章(Zhang) 总(Zong)则(Ze)
第(Di)一(Yi)条(Tiao) 为(Wei)进(Jin)一(Yi)步(Bu)完(Wan)善(Shan)福(Fu)建(Jian)福(Fu)日(Ri)电(Dian)子(Zi)股(Gu)份(Fen)有(You)限(Xian)公(Gong)司(Si)((?)以(Yi)下(Xia)简(Jian)称(Cheng)公(Gong)司(Si))(?)的(De)治(Zhi)理(Li)结(Jie)构(Gou),(?)确(Que)保(Bao)信(Xin)息(Xi)披(Pi)露(Lu)的(De)真(Zhen)实(Shi)、(?)准(Zhun)确(Que)、(?)完(Wan)整(Zheng)、(?)及(Ji)时(Shi)和(He)公(Gong)平(Ping),(?)维(Wei)护(Hu)公(Gong)司(Si)的(De)独(Du)立(Li)性(Xing),(?)防(Fang)范(Fan)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)员(Yuan)滥(Lan)用(Yong)知(Zhi)情(Qing)权(Quan)、(?)泄(Xie)漏(Lou)内(Nei)幕(Mu)信(Xin)息(Xi)、(?)进(Jin)行(Xing)内(Nei)幕(Mu)交(Jiao)易(Yi),(?)根(Gen)据(Ju)《(?)中(Zhong)华(Hua)人(Ren)民(Min)共(Gong)和(He)国(Guo)公(Gong)司(Si)法(Fa)》(?)、(?)《(?)中(Zhong)华(Hua)人(Ren)民(Min)共(Gong)和(He)国(Guo)证(Zheng)券(Quan)法(Fa)》(?)、(?)《(?)上(Shang)市(Shi)公(Gong)司(Si)治(Zhi)理(Li)准(Zhun)则(Ze)》(?)、(?)《(?)上(Shang)市(Shi)公(Gong)司(Si)信(Xin)息(Xi)披(Pi)露(Lu)管(Guan)理(Li)办(Ban)法(Fa)》(?)、(?)《(?)关(Guan)于(Yu)上(Shang)市(Shi)公(Gong)司(Si)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)登(Deng)记(Ji)管(Guan)理(Li)制(Zhi)度(Du)的(De)规(Gui)定(Ding)》(?)、(?)《(?)上(Shang)海(Hai)证(Zheng)券(Quan)交(Jiao)易(Yi)所(Suo)股(Gu)票(Piao)上(Shang)市(Shi)规(Gui)则(Ze)》(?)、(?)《(?)关(Guan)于(Yu)加(Jia)强(Qiang)上(Shang)市(Shi)公(Gong)司(Si)内(Nei)幕(Mu)信(Xin)息(Xi)保(Bao)密(Mi)管(Guan)理(Li)有(You)关(Guan)工(Gong)作(Zuo)的(De)通(Tong)知(Zhi)》(?)((?)闽(Min)证(Zheng)监(Jian)公(Gong)司(Si)字(Zi)〔(?)2013〕(?)39号(Hao))(?)、(?)《(?)关(Guan)于(Yu)进(Jin)一(Yi)步(Bu)做(Zuo)好(Hao)辖(Xia)区(Qu)上(Shang)市(Shi)公(Gong)司(Si)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)登(Deng)记(Ji)管(Guan)理(Li)工(Gong)作(Zuo)的(De)通(Tong)知(Zhi)》(?)((?)闽(Min)证(Zheng)监(Jian)发(Fa)〔(?)2021〕(?)51号(Hao))(?)等(Deng)有(You)关(Guan)法(Fa)律(Lu)、(?)法(Fa)规(Gui)、(?)规(Gui)范(Fan)性(Xing)文(Wen)件(Jian)以(Yi)及(Ji)《(?)公(Gong)司(Si)章(Zhang)程(Cheng)》(?)的(De)规(Gui)定(Ding),(?)制(Zhi)定(Ding)本(Ben)制(Zhi)度(Du)。(?)
第(Di)二(?)条(Tiao) 本(Ben)制(Zhi)度(Du)的(De)适(Shi)用(Yong)范(Fan)围(Wei)包(Bao)括(Kuo)公(Gong)司(Si)及(Ji)其(Qi)下(Xia)属(Shu)各(Ge)部(Bu)门(Men)、(?)分(Fen)公(Gong)司(Si)、(?)控(Kong)股(Gu)子(Zi)公(Gong)司(Si)、(?)以(Yi)及(Ji)公(Gong)司(Si)能(Neng)够(Gou)对(Dui)其(Qi)实(Shi)施(Shi)重(Zhong)大(Da)影(Ying)响(Xiang)的(De)参(Can)股(Gu)公(Gong)司(Si)。(?)公(Gong)司(Si)董(Dong)事(Shi)会(Hui)是(Shi)内(Nei)幕(Mu)信(Xin)息(Xi)的(De)管(Guan)理(Li)机(Ji)构(Gou),(?)公(Gong)司(Si)董(Dong)事(Shi)会(Hui)办(Ban)公(Gong)室(Shi)具(Ju)体(Ti)负(Fu)责(Ze)公(Gong)司(Si)内(Nei)幕(Mu)信(Xin)息(Xi)及(Ji)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)的(De)登(Deng)记(Ji)、(?)披(Pi)露(Lu)、(?)备(Bei)案(An)、(?)监(Jian)督(Du)、(?)管(Guan)理(Li)等(Deng)日(Ri)常(Chang)工(Gong)作(Zuo)。(?)公(Gong)司(Si)其(Qi)他(Ta)部(Bu)门(Men)、(?)分(Fen)公(Gong)司(Si)、(?)子(Zi)公(Gong)司(Si)及(Ji)参(Can)股(Gu)公(Gong)司(Si)负(Fu)责(Ze)人(Ren)为(Wei)其(Qi)管(Guan)理(Li)范(Fan)围(Wei)内(Nei)的(De)保(Bao)密(Mi)工(Gong)作(Zuo)责(Ze)任(Ren)人(Ren),(?)负(Fu)责(Ze)其(Qi)涉(She)及(Ji)的(De)内(Nei)幕(Mu)信(Xin)息(Xi)的(De)报(Bao)告(Gao)、(?)传(Chuan)递(Di)等(Deng)工(Gong)作(Zuo)。(?)公(Gong)司(Si)董(Dong)事(Shi)会(Hui)应(Ying)当(Dang)按(An)照(Zhao)中(Zhong)国(Guo)证(Zheng)券(Quan)监(Jian)督(Du)管(Guan)理(Li)委(Wei)员(Yuan)会(Hui)((?)以(Yi)下(Xia)简(Jian)称(Cheng)中(Zhong)国(Guo)证(Zheng)监(Jian)会(Hui))(?)的(De)相(Xiang)关(Guan)规(Gui)定(Ding)以(Yi)及(Ji)上(Shang)海(Hai)证(Zheng)券(Quan)交(Jiao)易(Yi)所(Suo)相(Xiang)关(Guan)规(Gui)则(Ze)要(Yao)求(Qiu)及(Ji)时(Shi)登(Deng)记(Ji)和(He)报(Bao)送(Song)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)档(Dang)案(An),(?)并(Bing)保(Bao)证(Zheng)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)档(Dang)案(An)真(Zhen)实(Shi)、(?)准(Zhun)确(Que)和(He)完(Wan)整(Zheng),(?)董(Dong)事(Shi)长(Chang)为(Wei)主(Zhu)要(Yao)责(Ze)任(Ren)人(Ren)。(?)董(Dong)事(Shi)会(Hui)秘(Mi)书(Shu)负(Fu)责(Ze)办(Ban)理(Li)公(Gong)司(Si)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)的(De)登(Deng)记(Ji)入(Ru)档(Dang)和(He)报(Bao)送(Song)事(Shi)宜(Yi)。(?)董(Dong)事(Shi)长(Chang)与(Yu)董(Dong)事(Shi)会(Hui)秘(Mi)书(Shu)应(Ying)当(Dang)对(Dui)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)档(Dang)案(An)的(De)真(Zhen)实(Shi)、(?)准(Zhun)确(Que)和(He)完(Wan)整(Zheng)签(Qian)署(Shu)书(Shu)面(Mian)确(Que)认(Ren)意(Yi)见(Jian)。(?)
第(Di)三(San)条(Tiao) 公(Gong)司(Si)董(Dong)事(Shi)、(?)监(Jian)事(Shi)、(?)高(Gao)级(Ji)管(Guan)理(Li)人(Ren)员(Yuan)和(He)公(Gong)司(Si)各(Ge)职(Zhi)能(Neng)部(Bu)门(Men)及(Ji)其(Qi)他(Ta)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)对(Dui)公(Gong)司(Si)内(Nei)幕(Mu)信(Xin)息(Xi)负(Fu)有(You)保(Bao)密(Mi)责(Ze)任(Ren),(?)应(Ying)当(Dang)积(Ji)极(Ji)配(Pei)合(He)公(Gong)司(Si)董(Dong)事(Shi)会(Hui)秘(Mi)书(Shu)做(Zuo)好(Hao)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)的(De)登(Deng)记(Ji)、(?)报(Bao)备(Bei)工(Gong)作(Zuo),(?)不(Bu)得(De)利(Li)用(Yong)公(Gong)司(Si)内(Nei)幕(Mu)信(Xin)息(Xi)买(Mai)卖(Mai)公(Gong)司(Si)证(Zheng)券(Quan)牟(Mou)利(Li)或(Huo)配(Pei)合(He)他(Ta)人(Ren)操(Cao)纵(Zong)公(Gong)司(Si)证(Zheng)券(Quan)价(Jia)格(Ge)。(?)
第(Di)四(Si)条(Tiao) 公(Gong)司(Si)应(Ying)当(Dang)加(Jia)强(Qiang)对(Dui)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)的(De)教(Jiao)育(Yu)培(Pei)训(Xun),(?)确(Que)保(Bao)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)明(Ming)确(Que)自(Zi)身(Shen)的(De)权(Quan)利(Li)、(?)义(Yi)务(Wu)和(He)法(Fa)律(Lu)责(Ze)任(Ren),(?)督(Du)促(Cu)有(You)关(Guan)人(Ren)员(Yuan)严(Yan)格(Ge)履(Lu)行(Xing)信(Xin)息(Xi)保(Bao)密(Mi)职(Zhi)责(Ze),(?)坚(Jian)决(Jue)杜(Du)绝(Jue)内(Nei)幕(Mu)交(Jiao)易(Yi)及(Ji)其(Qi)他(Ta)证(Zheng)券(Quan)违(Wei)法(Fa)违(Wei)规(Gui)行(Xing)为(Wei)。(?)
第(Di)二(?)章(Zhang) 内(Nei)幕(Mu)信(Xin)息(Xi)及(Ji)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)
第(Di)五(Wu)条(Tiao) 本(Ben)制(Zhi)度(Du)所(Suo)称(Cheng)内(Nei)幕(Mu)信(Xin)息(Xi)是(Shi)指(Zhi)涉(She)及(Ji)公(Gong)司(Si)的(De)经(Jing)营(Ying)、(?)财(Cai)务(Wu)或(Huo)者(Zhe)对(Dui)公(Gong)司(Si)证(Zheng)券(Quan)的(De)市(Shi)场(Chang)价(Jia)格(Ge)有(You)重(Zhong)大(Da)影(Ying)响(Xiang)的(De)尚(Shang)未(Wei)公(Gong)开(Kai)的(De)信(Xin)息(Xi)。(?)
第(Di)六(Liu)条(Tiao) 本(Ben)制(Zhi)度(Du)所(Suo)指(Zhi)内(Nei)幕(Mu)信(Xin)息(Xi)包(Bao)括(Kuo)但(Dan)不(Bu)限(Xian)于(Yu):(?)
((?)一(Yi))(?)公(Gong)司(Si)的(De)经(Jing)营(Ying)方(Fang)针(Zhen)和(He)经(Jing)营(Ying)范(Fan)围(Wei)的(De)重(Zhong)大(Da)变(Bian)化(Hua);(?)
((?)二(?))(?)公(Gong)司(Si)的(De)重(Zhong)大(Da)投(Tou)资(Zi)行(Xing)为(Wei),(?)公(Gong)司(Si)在(Zai)一(Yi)年(Nian)内(Nei)购(Gou)买(Mai)、(?)出(Chu)售(Shou)重(Zhong)大(Da)资(Zi)产(Chan)超(Chao)过(Guo)公(Gong)司(Si)资(Zi)产(Chan)总(Zong)额(E)30%,(?)或(Huo)者(Zhe)公(Gong)司(Si)营(Ying)业(Ye)用(Yong)主(Zhu)要(Yao)资(Zi)产(Chan)的(De)抵(Di)押(Ya)、(?)质(Zhi)押(Ya)、(?)出(Chu)售(Shou)或(Huo)者(Zhe)报(Bao)废(Fei)一(Yi)次(Ci)超(Chao)过(Guo)该(Gai)资(Zi)产(Chan)的(De)30%;(?)
((?)三(San))(?)公(Gong)司(Si)订(Ding)立(Li)重(Zhong)要(Yao)合(He)同(Tong),(?)提(Ti)供(Gong)重(Zhong)大(Da)担(Dan)保(Bao)或(Huo)者(Zhe)从(Cong)事(Shi)关(Guan)联(Lian)交(Jiao)易(Yi),(?)可(Ke)能(Neng)对(Dui)公(Gong)司(Si)的(De)资(Zi)产(Chan)、(?)负(Fu)债(Zhai)、(?)权(Quan)益(Yi)和(He)经(Jing)营(Ying)成(Cheng)果(Guo)产(Chan)生(Sheng)重(Zhong)要(Yao)影(Ying)响(Xiang);(?)
((?)四(Si))(?)公(Gong)司(Si)发(Fa)生(Sheng)重(Zhong)大(Da)债(Zhai)务(Wu)和(He)未(Wei)能(Neng)清(Qing)偿(Chang)到(Dao)期(Qi)重(Zhong)大(Da)债(Zhai)务(Wu)的(De)违(Wei)约(Yue)情(Qing)况(Kuang);(?)
((?)五(Wu))(?)公(Gong)司(Si)发(Fa)生(Sheng)重(Zhong)大(Da)亏(Kui)损(Sun)或(Huo)者(Zhe)重(Zhong)大(Da)损(Sun)失(Shi);(?)
((?)六(Liu))(?)公(Gong)司(Si)生(Sheng)产(Chan)经(Jing)营(Ying)的(De)外(Wai)部(Bu)条(Tiao)件(Jian)发(Fa)生(Sheng)的(De)重(Zhong)大(Da)变(Bian)化(Hua);(?)
((?)七(Qi))(?)公(Gong)司(Si)的(De)董(Dong)事(Shi)、(?)三(San)分(Fen)之(Zhi)一(Yi)以(Yi)上(Shang)监(Jian)事(Shi)或(Huo)者(Zhe)经(Jing)理(Li)发(Fa)生(Sheng)变(Bian)动(Dong),(?)董(Dong)事(Shi)长(Chang)或(Huo)者(Zhe)经(Jing)理(Li)无(Wu)法(Fa)履(Lu)行(Xing)职(Zhi)责(Ze);(?)
((?)八(Ba))(?)持(Chi)有(You)公(Gong)司(Si)5%以(Yi)上(Shang)股(Gu)份(Fen)的(De)股(Gu)东(Dong)或(Huo)者(Zhe)实(Shi)际(Ji)控(Kong)制(Zhi)人(Ren),(?)其(Qi)持(Chi)有(You)股(Gu)份(Fen)或(Huo)者(Zhe)控(Kong)制(Zhi)公(Gong)司(Si)的(De)情(Qing)况(Kuang)发(Fa)生(Sheng)较(Jiao)大(Da)变(Bian)化(Hua),(?)公(Gong)司(Si)的(De)实(Shi)际(Ji)控(Kong)制(Zhi)人(Ren)及(Ji)其(Qi)控(Kong)制(Zhi)的(De)其(Qi)他(Ta)企(Qi)业(Ye)从(Cong)事(Shi)与(Yu)公(Gong)司(Si)相(Xiang)同(Tong)或(Huo)者(Zhe)相(Xiang)似(Si)业(Ye)务(Wu)的(De)情(Qing)况(Kuang)发(Fa)生(Sheng)较(Jiao)大(Da)变(Bian)化(Hua);(?)
((?)九(Jiu))(?)公(Gong)司(Si)减(Jian)资(Zi)、(?)合(He)并(Bing)、(?)分(Fen)立(Li)、(?)解(Jie)散(San)及(Ji)申(Shen)请(Qing)破(Po)产(Chan)的(De)决(Jue)定(Ding)或(Huo)者(Zhe)依(Yi)法(Fa)进(Jin)入(Ru)破(Po)产(Chan)程(Cheng)序(Xu)、(?)被(Bei)责(Ze)令(Ling)关(Guan)闭(Bi);(?)
((?)十(Shi))涉(She)及(Ji)公(Gong)司(Si)的(De)重(Zhong)大(Da)诉(Su)讼(Song)、(?)仲(Zhong)裁(Cai),(?)股(Gu)东(Dong)大(Da)会(Hui)、(?)董(Dong)事(Shi)会(Hui)决(Jue)议(Yi)被(Bei)依(Yi)法(Fa)撤(Che)销(Xiao)或(Huo)者(Zhe)宣(Xuan)告(Gao)无(Wu)效(Xiao);(?)
((?)十(Shi)一(Yi))公(Gong)司(Si)涉(She)嫌(Xian)犯(Fan)罪(Zui)被(Bei)司(Si)法(Fa)机(Ji)关(Guan)立(Li)案(An)调(Diao)查(Cha),(?)公(Gong)司(Si)的(De)控(Kong)股(Gu)股(Gu)东(Dong)、(?)实(Shi)际(Ji)控(Kong)制(Zhi)人(Ren)、(?)董(Dong)事(Shi)、(?)监(Jian)事(Shi)、(?)高(Gao)级(Ji)管(Guan)理(Li)人(Ren)员(Yuan)涉(She)嫌(Xian)犯(Fan)罪(Zui)被(Bei)依(Yi)法(Fa)采(Cai)取(Qu)强(Qiang)制(Zhi)措(Cuo)施(Shi);(?)
((?)十(Shi)二(?))(?)公(Gong)司(Si)分(Fen)配(Pei)股(Gu)利(Li)或(Huo)者(Zhe)增(Zeng)资(Zi)的(De)计(Ji)划(Hua);(?)
((?)十(Shi)三(San))(?)公(Gong)司(Si)股(Gu)权(Quan)结(Jie)构(Gou)的(De)重(Zhong)大(Da)变(Bian)化(Hua);(?)
((?)十(Shi)四(Si))(?)公(Gong)司(Si)债(Zhai)务(Wu)担(Dan)保(Bao)的(De)重(Zhong)大(Da)变(Bian)更(Geng);(?)
((?)十(Shi)五(Wu))(?)公(Gong)司(Si)重(Zhong)大(Da)资(Zi)产(Chan)抵(Di)押(Ya)、(?)质(Zhi)押(Ya)、(?)出(Chu)售(Shou)、(?)转(Zhuan)让(Rang)、(?)报(Bao)废(Fei),(?)或(Huo)公(Gong)司(Si)营(Ying)业(Ye)用(Yong)主(Zhu)要(Yao)资(Zi)产(Chan)的(De)抵(Di)押(Ya)、(?)质(Zhi)押(Ya)、(?)出(Chu)售(Shou)或(Huo)者(Zhe)报(Bao)废(Fei)一(Yi)次(Ci)超(Chao)过(Guo)该(Gai)资(Zi)产(Chan)的(De)百(Bai)分(Fen)之(Zhi)三(San)十(Shi);(?)
((?)十(Shi)六(Liu))公(Gong)司(Si)债(Zhai)券(Quan)信(Xin)用(Yong)评(Ping)级(Ji)发(Fa)生(Sheng)变(Bian)化(Hua);(?)
((?)十(Shi)七(Qi))公(Gong)司(Si)的(De)董(Dong)事(Shi)、(?)监(Jian)事(Shi)、(?)高(Gao)级(Ji)管(Guan)理(Li)人(Ren)员(Yuan)的(De)行(Xing)为(Wei)可(Ke)能(Neng)依(Yi)法(Fa)承(Cheng)担(Dan)重(Zhong)大(Da)损(Sun)害(Hai)赔(Pei)偿(Chang)责(Ze)任(Ren);(?)
((?)十(Shi)八(Ba))(?)公(Gong)司(Si)的(De)收(Shou)购(Gou)方(Fang)案(An)、(?)再(Zai)融(Rong)资(Zi)方(Fang)案(An)、(?)股(Gu)权(Quan)激(Ji)励(Li)方(Fang)案(An);(?)
((?)十(Shi)九(Jiu))(?)中(Zhong)国(Guo)证(Zheng)监(Jian)会(Hui)或(Huo)上(Shang)海(Hai)证(Zheng)券(Quan)交(Jiao)易(Yi)所(Suo)规(Gui)定(Ding)的(De)其(Qi)他(Ta)事(Shi)项(Xiang)。(?)
第(Di)七(Qi)条(Tiao) 本(Ben)制(Zhi)度(Du)所(Suo)指(Zhi)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)是(Shi)指(Zhi)公(Gong)司(Si)内(Nei)幕(Mu)信(Xin)息(Xi)公(Gong)开(Kai)前(Qian)能(Neng)直(Zhi)接(Jie)或(Huo)者(Zhe)间(Jian)接(Jie)获(Huo)取(Qu)内(Nei)幕(Mu)信(Xin)息(Xi)的(De)人(Ren)员(Yuan),(?)包(Bao)括(Kuo)但(Dan)不(Bu)限(Xian)于(Yu):(?)
((?)一(Yi))(?)公(Gong)司(Si)的(De)董(Dong)事(Shi)、(?)监(Jian)事(Shi)、(?)高(Gao)级(Ji)管(Guan)理(Li)人(Ren)员(Yuan);(?)
((?)二(?))(?)持(Chi)有(You)公(Gong)司(Si)5%(?)以(Yi)上(Shang)股(Gu)份(Fen)的(De)股(Gu)东(Dong)及(Ji)其(Qi)董(Dong)事(Shi)、(?)监(Jian)事(Shi)、(?)高(Gao)级(Ji)管(Guan)理(Li)人(Ren)员(Yuan),(?)公(Gong)司(Si)的(De)实(Shi)际(Ji)控(Kong)制(Zhi)人(Ren)及(Ji)其(Qi)董(Dong)事(Shi)、(?)监(Jian)事(Shi)、(?)高(Gao)级(Ji)管(Guan)理(Li)人(Ren)员(Yuan);(?)
((?)三(San))(?)公(Gong)司(Si)下(Xia)属(Shu)各(Ge)部(Bu)门(Men)、(?)分(Fen)公(Gong)司(Si)、(?)控(Kong)股(Gu)子(Zi)公(Gong)司(Si)及(Ji)本(Ben)公(Gong)司(Si)能(Neng)够(Gou)对(Dui)其(Qi)实(Shi)施(Shi)重(Zhong)大(Da)影(Ying)响(Xiang)的(De)参(Can)股(Gu)公(Gong)司(Si)及(Ji)其(Qi)董(Dong)事(Shi)、(?)监(Jian)事(Shi)、(?)高(Gao)级(Ji)管(Guan)理(Li)人(Ren)员(Yuan);(?)
((?)四(Si))(?)由(You)于(Yu)所(Suo)任(Ren)公(Gong)司(Si)职(Zhi)务(Wu)可(Ke)以(Yi)获(Huo)取(Qu)公(Gong)司(Si)有(You)关(Guan)内(Nei)幕(Mu)信(Xin)息(Xi)的(De)人(Ren)员(Yuan);(?)
((?)五(Wu))(?)公(Gong)司(Si)收(Shou)购(Gou)人(Ren)或(Huo)者(Zhe)重(Zhong)大(Da)资(Zi)产(Chan)交(Jiao)易(Yi)方(Fang)及(Ji)其(Qi)控(Kong)股(Gu)股(Gu)东(Dong)、(?)实(Shi)际(Ji)控(Kong)制(Zhi)人(Ren)、(?)董(Dong)事(Shi)、(?)监(Jian)事(Shi)和(He)高(Gao)级(Ji)管(Guan)理(Li)人(Ren)员(Yuan);(?)
((?)六(Liu))(?)为(Wei)公(Gong)司(Si)提(Ti)供(Gong)服(Fu)务(Wu)或(Huo)与(Yu)公(Gong)司(Si)有(You)业(Ye)务(Wu)往(Wang)来(Lai)可(Ke)以(Yi)获(Huo)取(Qu)公(Gong)司(Si)非(Fei)公(Gong)开(Kai)信(Xin)息(Xi)的(De)人(Ren)员(Yuan),(?)包(Bao)括(Kuo)但(Dan)不(Bu)限(Xian)于(Yu)保(Bao)荐(Jian)机(Ji)构(Gou)、(?)会(Hui)计(Ji)师(Shi)事(Shi)务(Wu)所(Suo)、(?)律(Lu)师(Shi)事(Shi)务(Wu)所(Suo)、(?)银(Yin)行(Xing)等(Deng)服(Fu)务(Wu)机(Ji)构(Gou)及(Ji)其(Qi)有(You)关(Guan)人(Ren)员(Yuan);(?)
((?)七(Qi))(?)因(Yin)职(Zhi)责(Ze)、(?)工(Gong)作(Zuo)可(Ke)以(Yi)获(Huo)取(Qu)内(Nei)幕(Mu)信(Xin)息(Xi)的(De)证(Zheng)券(Quan)监(Jian)督(Du)管(Guan)理(Li)机(Ji)构(Gou)的(De)工(Gong)作(Zuo)人(Ren)员(Yuan);(?)
((?)八(Ba))(?)因(Yin)法(Fa)定(Ding)职(Zhi)责(Ze)对(Dui)证(Zheng)券(Quan)的(De)发(Fa)行(Xing)、(?)交(Jiao)易(Yi)或(Huo)者(Zhe)对(Dui)上(Shang)市(Shi)公(Gong)司(Si)及(Ji)其(Qi)收(Shou)购(Gou)、(?)重(Zhong)大(Da)资(Zi)产(Chan)交(Jiao)易(Yi)进(Jin)行(Xing)管(Guan)理(Li)可(Ke)以(Yi)获(Huo)取(Qu)内(Nei)幕(Mu)信(Xin)息(Xi)的(De)有(You)关(Guan)主(Zhu)管(Guan)部(Bu)门(Men)、(?)监(Jian)管(Guan)机(Ji)构(Gou)的(De)工(Gong)作(Zuo)人(Ren)员(Yuan);(?)
((?)九(Jiu))(?)国(Guo)务(Wu)院(Yuan)证(Zheng)券(Quan)监(Jian)督(Du)管(Guan)理(Li)机(Ji)构(Gou)规(Gui)定(Ding)的(De)可(Ke)以(Yi)获(Huo)取(Qu)内(Nei)幕(Mu)信(Xin)息(Xi)的(De)其(Qi)他(Ta)人(Ren)员(Yuan);(?)
((?)十(Shi))(?)法(Fa)律(Lu)、(?)法(Fa)规(Gui)、(?)规(Gui)范(Fan)性(Xing)文(Wen)件(Jian)规(Gui)定(Ding)的(De)或(Huo)中(Zhong)国(Guo)证(Zheng)监(Jian)会(Hui)、(?)上(Shang)海(Hai)证(Zheng)券(Quan)交(Jiao)易(Yi)所(Suo)认(Ren)定(Ding)的(De)其(Qi)他(Ta)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)。(?)
第(Di)三(San)章(Zhang) 内(Nei)幕(Mu)信(Xin)息(Xi)流(Liu)转(Zhuan)及(Ji)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)的(De)登(Deng)记(Ji)备(Bei)案(An)
第(Di)八(Ba)条(Tiao) 内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)对(Dui)内(Nei)幕(Mu)信(Xin)息(Xi)相(Xiang)关(Guan)事(Shi)项(Xiang)的(De)决(Jue)策(Ce)或(Huo)研(Yan)究(Jiu)论(Lun)证(Zheng),(?)原(Yuan)则(Ze)上(Shang)应(Ying)在(Zai)公(Gong)司(Si)股(Gu)票(Piao)停(Ting)牌(Pai)后(Hou)或(Huo)非(Fei)交(Jiao)易(Yi)时(Shi)间(Jian)进(Jin)行(Xing);(?)在(Zai)组(Zu)织(Zhi)涉(She)及(Ji)内(Nei)幕(Mu)信(Xin)息(Xi)相(Xiang)关(Guan)事(Shi)项(Xiang)的(De)会(Hui)议(Yi)、(?)业(Ye)务(Wu)咨(Zi)询(Xun)、(?)调(Diao)研(Yan)讨(Tao)论(Lun)、(?)工(Gong)作(Zuo)部(Bu)署(Shu)等(Deng)研(Yan)究(Jiu)论(Lun)证(Zheng)时(Shi),(?)应(Ying)当(Dang)采(Cai)取(Qu)保(Bao)密(Mi)措(Cuo)施(Shi),(?)对(Dui)所(Suo)有(You)参(Can)加(Jia)人(Ren)员(Yuan)作(Zuo)出(Chu)详(Xiang)细(Xi)书(Shu)面(Mian)记(Ji)载(Zai),(?)并(Bing)进(Jin)行(Xing)保(Bao)密(Mi)纪(Ji)律(Lu)教(Jiao)育(Yu),(?)提(Ti)出(Chu)明(Ming)确(Que)、(?)具(Ju)体(Ti)的(De)保(Bao)密(Mi)要(Yao)求(Qiu)。(?)
内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)在(Zai)对(Dui)相(Xiang)关(Guan)事(Shi)项(Xiang)进(Jin)行(Xing)决(Jue)策(Ce)或(Huo)形(Xing)成(Cheng)研(Yan)究(Jiu)论(Lun)证(Zheng)结(Jie)果(Guo)后(Hou),(?)应(Ying)当(Dang)第(Di)一(Yi)时(Shi)间(Jian)将(Jiang)结(Jie)果(Guo)通(Tong)知(Zhi)公(Gong)司(Si),(?)并(Bing)配(Pei)合(He)公(Gong)司(Si)及(Ji)时(Shi)履(Lu)行(Xing)信(Xin)息(Xi)披(Pi)露(Lu)义(Yi)务(Wu)。(?)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)公(Gong)开(Kai)发(Fa)布(Bu)与(Yu)内(Nei)幕(Mu)信(Xin)息(Xi)相(Xiang)关(Guan)的(De)事(Shi)项(Xiang)时(Shi),(?)应(Ying)当(Dang)经(Jing)过(Guo)保(Bao)密(Mi)审(Shen)查(Cha),(?)不(Bu)得(De)以(Yi)内(Nei)部(Bu)讲(Jiang)话(Hua)、(?)新(Xin)闻(Wen)通(Tong)稿(Gao)、(?)接(Jie)受(Shou)访(Fang)谈(Tan)、(?)发(Fa)表(Biao)文(Wen)章(Zhang)等(Deng)形(Xing)式(Shi)泄(Xie)露(Lu)内(Nei)幕(Mu)信(Xin)息(Xi)。(?)
在(Zai)内(Nei)幕(Mu)信(Xin)息(Xi)依(Yi)法(Fa)公(Gong)开(Kai)前(Qian),(?)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)应(Ying)当(Dang)对(Dui)承(Cheng)载(Zai)内(Nei)幕(Mu)信(Xin)息(Xi)的(De)纸(Zhi)介(Jie)质(Zhi)、(?)光(Guang)介(Jie)质(Zhi)、(?)电(Dian)磁(Ci)介(Jie)质(Zhi)等(Deng)载(Zai)体(Ti),(?)作(Zuo)出(Chu)“(?)内(Nei)幕(Mu)信(Xin)息(Xi)”(?)标(Biao)志(Zhi),(?)并(Bing)采(Cai)取(Qu)适(Shi)当(Dang)的(De)保(Bao)密(Mi)防(Fang)护(Hu)措(Cuo)施(Shi)。(?)内(Nei)幕(Mu)信(Xin)息(Xi)载(Zai)体(Ti)的(De)制(Zhi)作(Zuo)、(?)收(Shou)发(Fa)、(?)传(Chuan)递(Di)、(?)使(Shi)用(Yong)、(?)复(Fu)制(Zhi)、(?)保(Bao)存(Cun)、(?)维(Wei)修(Xiu)、(?)销(Xiao)毁(Hui),(?)应(Ying)当(Dang)进(Jin)行(Xing)必(Bi)要(Yao)的(De)记(Ji)录(Lu)。(?)禁(Jin)止(Zhi)未(Wei)经(Jing)标(Biao)注(Zhu)或(Huo)超(Chao)越(Yue)权(Quan)限(Xian)复(Fu)制(Zhi)、(?)记(Ji)录(Lu)、(?)存(Cun)储(Chu)内(Nei)幕(Mu)信(Xin)息(Xi),(?)禁(Jin)止(Zhi)向(Xiang)无(Wu)关(Guan)人(Ren)员(Yuan)泄(Xie)露(Lu)或(Huo)传(Chuan)播(Bo)内(Nei)幕(Mu)信(Xin)息(Xi)。(?)
第(Di)九(Jiu)条(Tiao) 在(Zai)内(Nei)幕(Mu)信(Xin)息(Xi)依(Yi)法(Fa)公(Gong)开(Kai)前(Qian),(?)公(Gong)司(Si)应(Ying)当(Dang)按(An)照(Zhao)规(Gui)定(Ding)填(Tian)写(Xie)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)档(Dang)案(An)((?)格(Ge)式(Shi)见(Jian)附(Fu)件(Jian):(?)福(Fu)建(Jian)福(Fu)日(Ri)电(Dian)子(Zi)股(Gu)份(Fen)有(You)限(Xian)公(Gong)司(Si)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)档(Dang)案(An))(?),(?)及(Ji)时(Shi)记(Ji)录(Lu)商(Shang)议(Yi)筹(Chou)划(Hua)、(?)论(Lun)证(Zheng)咨(Zi)询(Xun)、(?)合(He)同(Tong)订(Ding)立(Li)等(Deng)阶(Jie)段(Duan)及(Ji)报(Bao)告(Gao)、(?)传(Chuan)递(Di)、(?)编(Bian)制(Zhi)、(?)决(Jue)议(Yi)、(?)披(Pi)露(Lu)等(Deng)环(Huan)节(Jie)的(De)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)名(Ming)单(Dan),(?)及(Ji)其(Qi)知(Zhi)悉(Xi)内(Nei)幕(Mu)信(Xin)息(Xi)的(De)时(Shi)间(Jian)、(?)地(Di)点(Dian)、(?)依(Yi)据(Ju)、(?)方(Fang)式(Shi)、(?)内(Nei)容(Rong)等(Deng)信(Xin)息(Xi),(?)供(Gong)公(Gong)司(Si)自(Zi)查(Cha)和(He)相(Xiang)关(Guan)监(Jian)管(Guan)机(Ji)构(Gou)查(Cha)询(Xun)。(?)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)应(Ying)当(Dang)进(Jin)行(Xing)确(Que)认(Ren)。(?)
第(Di)十(Shi)条(Tiao) 公(Gong)司(Si)董(Dong)事(Shi)、(?)监(Jian)事(Shi)、(?)高(Gao)级(Ji)管(Guan)理(Li)人(Ren)员(Yuan)及(Ji)各(Ge)部(Bu)门(Men)、(?)分(Fen)公(Gong)司(Si)、(?)子(Zi)公(Gong)司(Si)、(?)能(Neng)够(Gou)实(Shi)施(Shi)重(Zhong)大(Da)影(Ying)响(Xiang)的(De)参(Can)股(Gu)公(Gong)司(Si)及(Ji)其(Qi)负(Fu)责(Ze)人(Ren)应(Ying)当(Dang)积(Ji)极(Ji)配(Pei)合(He)公(Gong)司(Si)做(Zuo)好(Hao)其(Qi)所(Suo)知(Zhi)悉(Xi)的(De)内(Nei)幕(Mu)信(Xin)息(Xi)流(Liu)转(Zhuan)环(Huan)节(Jie)的(De)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)的(De)登(Deng)记(Ji)。(?)
持(Chi)有(You)公(Gong)司(Si)5%以(Yi)上(Shang)股(Gu)份(Fen)的(De)股(Gu)东(Dong)、(?)实(Shi)际(Ji)控(Kong)制(Zhi)人(Ren)、(?)关(Guan)联(Lian)人(Ren)、(?)收(Shou)购(Gou)人(Ren)、(?)重(Zhong)大(Da)资(Zi)产(Chan)重(Zhong)组(Zu)交(Jiao)易(Yi)对(Dui)方(Fang)、(?)证(Zheng)券(Quan)公(Gong)司(Si)、(?)证(Zheng)券(Quan)服(Fu)务(Wu)机(Ji)构(Gou)以(Yi)及(Ji)其(Qi)他(Ta)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren),(?)应(Ying)当(Dang)积(Ji)极(Ji)配(Pei)合(He)做(Zuo)好(Hao)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)登(Deng)记(Ji)备(Bei)案(An)工(Gong)作(Zuo),(?)及(Ji)时(Shi)告(Gao)知(Zhi)公(Gong)司(Si)已(Yi)发(Fa)生(Sheng)或(Huo)拟(Ni)发(Fa)生(Sheng)重(Zhong)大(Da)事(Shi)件(Jian)的(De)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)情(Qing)况(Kuang)以(Yi)及(Ji)相(Xiang)关(Guan)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)的(De)变(Bian)更(Geng)情(Qing)况(Kuang)。(?)
内(Nei)幕(Mu)信(Xin)息(Xi)依(Yi)法(Fa)公(Gong)开(Kai)披(Pi)露(Lu)前(Qian),(?)公(Gong)司(Si)的(De)控(Kong)股(Gu)股(Gu)东(Dong)、(?)实(Shi)际(Ji)控(Kong)制(Zhi)人(Ren)不(Bu)得(De)滥(Lan)用(Yong)其(Qi)股(Gu)东(Dong)权(Quan)利(Li)或(Huo)支(Zhi)配(Pei)地(Di)位(Wei),(?)要(Yao)求(Qiu)公(Gong)司(Si)及(Ji)其(Qi)董(Dong)事(Shi)、(?)监(Jian)事(Shi)、(?)高(Gao)级(Ji)管(Guan)理(Li)人(Ren)员(Yuan)向(Xiang)其(Qi)提(Ti)供(Gong)内(Nei)幕(Mu)信(Xin)息(Xi)。(?)
公(Gong)司(Si)董(Dong)事(Shi)会(Hui)应(Ying)当(Dang)确(Que)保(Bao)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)档(Dang)案(An)真(Zhen)实(Shi)、(?)准(Zhun)确(Que)和(He)完(Wan)整(Zheng)。(?)
董(Dong)事(Shi)长(Chang)是(Shi)公(Gong)司(Si)内(Nei)幕(Mu)信(Xin)息(Xi)保(Bao)密(Mi)管(Guan)理(Li)工(Gong)作(Zuo)的(De)第(Di)一(Yi)责(Ze)任(Ren)人(Ren),(?)应(Ying)当(Dang)结(Jie)合(He)公(Gong)司(Si)信(Xin)息(Xi)披(Pi)露(Lu)工(Gong)作(Zuo),(?)有(You)效(Xiao)落(Luo)实(Shi)相(Xiang)关(Guan)法(Fa)律(Lu)法(Fa)规(Gui)及(Ji)各(Ge)项(Xiang)规(Gui)范(Fan)性(Xing)文(Wen)件(Jian)要(Yao)求(Qiu),(?)切(Qie)实(Shi)做(Zuo)好(Hao)内(Nei)幕(Mu)信(Xin)息(Xi)保(Bao)密(Mi)管(Guan)理(Li)工(Gong)作(Zuo),(?)完(Wan)善(Shan)内(Nei)幕(Mu)信(Xin)息(Xi)保(Bao)密(Mi)管(Guan)理(Li)机(Ji)制(Zhi)。(?)
董(Dong)事(Shi)会(Hui)秘(Mi)书(Shu)负(Fu)责(Ze)办(Ban)理(Li)公(Gong)司(Si)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)的(De)登(Deng)记(Ji)入(Ru)档(Dang)事(Shi)宜(Yi),(?)有(You)权(Quan)要(Yao)求(Qiu)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)提(Ti)供(Gong)或(Huo)补(Bu)充(Chong)其(Qi)他(Ta)有(You)关(Guan)信(Xin)息(Xi)。(?)
内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)有(You)义(Yi)务(Wu)积(Ji)极(Ji)配(Pei)合(He)董(Dong)事(Shi)会(Hui)秘(Mi)书(Shu)、(?)董(Dong)事(Shi)会(Hui)办(Ban)公(Gong)室(Shi)开(Kai)展(Zhan)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)相(Xiang)关(Guan)的(De)登(Deng)记(Ji)、(?)管(Guan)理(Li)工(Gong)作(Zuo)。(?)
公(Gong)司(Si)监(Jian)事(Shi)会(Hui)应(Ying)当(Dang)对(Dui)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)登(Deng)记(Ji)管(Guan)理(Li)制(Zhi)度(Du)实(Shi)施(Shi)情(Qing)况(Kuang)进(Jin)行(Xing)监(Jian)督(Du)。(?)
第(Di)十(Shi)一(Yi)条(Tiao) 公(Gong)司(Si)在(Zai)披(Pi)露(Lu)前(Qian)按(An)照(Zhao)相(Xiang)关(Guan)法(Fa)律(Lu)法(Fa)规(Gui)政(Zheng)策(Ce)要(Yao)求(Qiu)需(Xu)经(Jing)常(Chang)性(Xing)向(Xiang)相(Xiang)关(Guan)行(Xing)政(Zheng)管(Guan)理(Li)部(Bu)门(Men)报(Bao)送(Song)信(Xin)息(Xi)的(De),(?)在(Zai)报(Bao)送(Song)部(Bu)门(Men)、(?)内(Nei)容(Rong)等(Deng)未(Wei)发(Fa)生(Sheng)重(Zhong)大(Da)变(Bian)化(Hua)的(De)情(Qing)况(Kuang)下(Xia),(?)可(Ke)将(Jiang)其(Qi)视(Shi)为(Wei)同(Tong)一(Yi)内(Nei)幕(Mu)信(Xin)息(Xi)事(Shi)项(Xiang),(?)在(Zai)同(Tong)一(Yi)张(Zhang)表(Biao)格(Ge)中(Zhong)登(Deng)记(Ji)行(Xing)政(Zheng)管(Guan)理(Li)部(Bu)门(Men)的(De)名(Ming)称(Cheng),(?)并(Bing)持(Chi)续(Xu)登(Deng)记(Ji)报(Bao)送(Song)信(Xin)息(Xi)的(De)时(Shi)间(Jian)。(?)除(Chu)上(Shang)述(Shu)情(Qing)况(Kuang)外(Wai),(?)内(Nei)幕(Mu)信(Xin)息(Xi)流(Liu)转(Zhuan)涉(She)及(Ji)到(Dao)行(Xing)政(Zheng)管(Guan)理(Li)部(Bu)门(Men)时(Shi),(?)公(Gong)司(Si)应(Ying)当(Dang)按(An)照(Zhao)一(Yi)事(Shi)一(Yi)记(Ji)的(De)方(Fang)式(Shi)在(Zai)知(Zhi)情(Qing)人(Ren)档(Dang)案(An)中(Zhong)登(Deng)记(Ji)行(Xing)政(Zheng)管(Guan)理(Li)部(Bu)门(Men)的(De)名(Ming)称(Cheng)、(?)接(Jie)触(Chu)内(Nei)幕(Mu)信(Xin)息(Xi)的(De)原(Yuan)因(Yin)以(Yi)及(Ji)知(Zhi)悉(Xi)内(Nei)幕(Mu)信(Xin)息(Xi)的(De)时(Shi)间(Jian)。(?)
第(Di)十(Shi)二(?)条(Tiao) 公(Gong)司(Si)应(Ying)如(Ru)实(Shi)、(?)完(Wan)整(Zheng)记(Ji)录(Lu)内(Nei)幕(Mu)信(Xin)息(Xi)在(Zai)公(Gong)开(Kai)前(Qian)的(De)报(Bao)告(Gao)、(?)传(Chuan)递(Di)、(?)编(Bian)制(Zhi)、(?)审(Shen)核(He)、(?)披(Pi)露(Lu)等(Deng)各(Ge)环(Huan)节(Jie)所(Suo)有(You)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)档(Dang)案(An),(?)公(Gong)司(Si)进(Jin)行(Xing)收(Shou)购(Gou)、(?)重(Zhong)大(Da)资(Zi)产(Chan)重(Zhong)组(Zu)、(?)发(Fa)行(Xing)证(Zheng)券(Quan)、(?)合(He)并(Bing)、(?)分(Fen)立(Li)、(?)回(Hui)购(Gou)股(Gu)份(Fen)等(Deng)重(Zhong)大(Da)事(Shi)项(Xiang),(?)除(Chu)填(Tian)写(Xie)公(Gong)司(Si)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)档(Dang)案(An)外(Wai),(?)还(Huan)应(Ying)当(Dang)制(Zhi)作(Zuo)重(Zhong)大(Da)事(Shi)项(Xiang)进(Jin)程(Cheng)备(Bei)忘(Wang)录(Lu),(?)内(Nei)容(Rong)包(Bao)括(Kuo)不(Bu)限(Xian)于(Yu)筹(Chou)划(Hua)决(Jue)策(Ce)过(Guo)程(Cheng)中(Zhong)各(Ge)个(Ge)关(Guan)键(Jian)时(Shi)点(Dian)的(De)时(Shi)间(Jian)、(?)参(Can)与(Yu)筹(Chou)划(Hua)决(Jue)策(Ce)人(Ren)员(Yuan)名(Ming)单(Dan)、(?)筹(Chou)划(Hua)决(Jue)策(Ce)方(Fang)式(Shi)等(Deng)。(?)公(Gong)司(Si)应(Ying)当(Dang)督(Du)促(Cu)重(Zhong)大(Da)事(Shi)项(Xiang)进(Jin)程(Cheng)备(Bei)忘(Wang)录(Lu)涉(She)及(Ji)的(De)相(Xiang)关(Guan)人(Ren)员(Yuan)在(Zai)重(Zhong)大(Da)事(Shi)项(Xiang)进(Jin)程(Cheng)备(Bei)忘(Wang)录(Lu)上(Shang)签(Qian)名(Ming)确(Que)认(Ren)。(?)公(Gong)司(Si)股(Gu)东(Dong)、(?)实(Shi)际(Ji)控(Kong)制(Zhi)人(Ren)及(Ji)其(Qi)关(Guan)联(Lian)方(Fang)等(Deng)相(Xiang)关(Guan)主(Zhu)体(Ti)应(Ying)当(Dang)配(Pei)合(He)制(Zhi)作(Zuo)重(Zhong)大(Da)事(Shi)项(Xiang)进(Jin)程(Cheng)备(Bei)忘(Wang)录(Lu)。(?)
第(Di)十(Shi)三(San)条(Tiao) 公(Gong)司(Si)根(Gen)据(Ju)中(Zhong)国(Guo)证(Zheng)监(Jian)会(Hui)的(De)规(Gui)定(Ding),(?)对(Dui)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)买(Mai)卖(Mai)本(Ben)公(Gong)司(Si)证(Zheng)券(Quan)的(De)情(Qing)况(Kuang)进(Jin)行(Xing)自(Zi)查(Cha)。(?)发(Fa)现(Xian)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)进(Jin)行(Xing)内(Nei)幕(Mu)交(Jiao)易(Yi)、(?)泄(Xie)露(Lu)内(Nei)幕(Mu)信(Xin)息(Xi)或(Huo)者(Zhe)建(Jian)议(Yi)他(Ta)人(Ren)利(Li)用(Yong)内(Nei)幕(Mu)信(Xin)息(Xi)进(Jin)行(Xing)交(Jiao)易(Yi)的(De),(?)公(Gong)司(Si)应(Ying)当(Dang)进(Jin)行(Xing)核(He)实(Shi)并(Bing)依(Yi)据(Ju)其(Qi)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)登(Deng)记(Ji)管(Guan)理(Li)制(Zhi)度(Du)对(Dui)相(Xiang)关(Guan)人(Ren)员(Yuan)进(Jin)行(Xing)责(Ze)任(Ren)追(Zhui)究(Jiu),(?)并(Bing)在(Zai)2个(Ge)工(Gong)作(Zuo)日(Ri)内(Nei)将(Jiang)有(You)关(Guan)情(Qing)况(Kuang)及(Ji)处(Chu)理(Li)结(Jie)果(Guo)报(Bao)送(Song)福(Fu)建(Jian)证(Zheng)监(Jian)局(Ju)和(He)上(Shang)海(Hai)证(Zheng)券(Quan)交(Jiao)易(Yi)所(Suo)。(?)
第(Di)十(Shi)四(Si)条(Tiao) 内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)应(Ying)当(Dang)积(Ji)极(Ji)配(Pei)合(He)公(Gong)司(Si)做(Zuo)好(Hao)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)登(Deng)记(Ji)备(Bei)案(An)工(Gong)作(Zuo),(?)及(Ji)时(Shi)告(Gao)知(Zhi)公(Gong)司(Si)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)情(Qing)况(Kuang)以(Yi)及(Ji)相(Xiang)关(Guan)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)的(De)变(Bian)更(Geng)情(Qing)况(Kuang)。(?)
第(Di)十(Shi)五(Wu)条(Tiao) 公(Gong)司(Si)应(Ying)当(Dang)关(Guan)注(Zhu)本(Ben)公(Gong)司(Si)证(Zheng)券(Quan)及(Ji)其(Qi)衍(Yan)生(Sheng)品(Pin)种(Zhong)的(De)异(Yi)常(Chang)交(Jiao)易(Yi)情(Qing)况(Kuang)及(Ji)媒(Mei)体(Ti)((?)包(Bao)括(Kuo)网(Wang)络(Luo)媒(Mei)体(Ti))(?)关(Guan)于(Yu)本(Ben)公(Gong)司(Si)的(De)报(Bao)道(Dao)。(?)公(Gong)司(Si)证(Zheng)券(Quan)及(Ji)其(Qi)衍(Yan)生(Sheng)品(Pin)种(Zhong)的(De)交(Jiao)易(Yi)发(Fa)生(Sheng)异(Yi)常(Chang)波(Bo)动(Dong),(?)或(Huo)媒(Mei)体(Ti)报(Bao)道(Dao)、(?)市(Shi)场(Chang)传(Chuan)闻(Wen)可(Ke)能(Neng)对(Dui)公(Gong)司(Si)证(Zheng)券(Quan)及(Ji)其(Qi)衍(Yan)生(Sheng)品(Pin)种(Zhong)的(De)交(Jiao)易(Yi)产(Chan)生(Sheng)重(Zhong)大(Da)影(Ying)响(Xiang)时(Shi),(?)公(Gong)司(Si)应(Ying)及(Ji)时(Shi)采(Cai)取(Qu)书(Shu)面(Mian)函(Han)询(Xun)等(Deng)方(Fang)式(Shi)向(Xiang)控(Kong)股(Gu)股(Gu)东(Dong)、(?)实(Shi)际(Ji)控(Kong)制(Zhi)人(Ren)等(Deng)相(Xiang)关(Guan)各(Ge)方(Fang)了(Liao)解(Jie)情(Qing)况(Kuang),(?)要(Yao)求(Qiu)其(Qi)就(Jiu)相(Xiang)关(Guan)事(Shi)项(Xiang)及(Ji)时(Shi)进(Jin)行(Xing)书(Shu)面(Mian)答(Da)复(Fu)。(?)
公(Gong)司(Si)董(Dong)事(Shi)长(Chang)、(?)董(Dong)事(Shi)会(Hui)秘(Mi)书(Shu)应(Ying)当(Dang)对(Dui)上(Shang)述(Shu)各(Ge)方(Fang)提(Ti)供(Gong)的(De)书(Shu)面(Mian)答(Da)复(Fu)进(Jin)行(Xing)审(Shen)核(He),(?)依(Yi)照(Zhao)法(Fa)定(Ding)程(Cheng)序(Xu)及(Ji)时(Shi)、(?)真(Zhen)实(Shi)、(?)准(Zhun)确(Que)、(?)完(Wan)整(Zheng)地(Di)披(Pi)露(Lu)和(He)澄(Cheng)清(Qing)相(Xiang)关(Guan)信(Xin)息(Xi),(?)并(Bing)依(Yi)照(Zhao)有(You)关(Guan)规(Gui)定(Ding)及(Ji)时(Shi)申(Shen)请(Qing)股(Gu)票(Piao)交(Jiao)易(Yi)停(Ting)牌(Pai),(?)尽(Jin)快(Kuai)消(Xiao)除(Chu)不(Bu)良(Liang)影(Ying)响(Xiang)。(?)
第(Di)十(Shi)六(Liu)条(Tiao) 公(Gong)司(Si)应(Ying)当(Dang)及(Ji)时(Shi)补(Bu)充(Chong)完(Wan)善(Shan)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)档(Dang)案(An)及(Ji)重(Zhong)大(Da)事(Shi)项(Xiang)进(Jin)程(Cheng)备(Bei)忘(Wang)录(Lu)信(Xin)息(Xi)。(?)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)档(Dang)案(An)及(Ji)重(Zhong)大(Da)事(Shi)项(Xiang)进(Jin)程(Cheng)备(Bei)忘(Wang)录(Lu)自(Zi)记(Ji)录(Lu)((?)含(Han)补(Bu)充(Chong)完(Wan)善(Shan))(?)之(Zhi)日(Ri)起(Qi)至(Zhi)少(Shao)保(Bao)存(Cun)10年(Nian)。(?)中(Zhong)国(Guo)证(Zheng)监(Jian)会(Hui)及(Ji)其(Qi)派(Pai)出(Chu)机(Ji)构(Gou)、(?)上(Shang)海(Hai)证(Zheng)券(Quan)交(Jiao)易(Yi)所(Suo)可(Ke)调(Diao)取(Qu)查(Cha)阅(Yue)公(Gong)司(Si)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)档(Dang)案(An)及(Ji)重(Zhong)大(Da)事(Shi)项(Xiang)进(Jin)程(Cheng)备(Bei)忘(Wang)录(Lu)。(?)公(Gong)司(Si)应(Ying)当(Dang)在(Zai)内(Nei)幕(Mu)信(Xin)息(Xi)依(Yi)法(Fa)公(Gong)开(Kai)披(Pi)露(Lu)后(Hou)五(Wu)个(Ge)交(Jiao)易(Yi)日(Ri)内(Nei)将(Jiang)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)档(Dang)案(An)和(He)重(Zhong)大(Da)事(Shi)项(Xiang)进(Jin)程(Cheng)备(Bei)忘(Wang)录(Lu)报(Bao)送(Song)上(Shang)海(Hai)证(Zheng)券(Quan)交(Jiao)易(Yi)所(Suo)。(?)上(Shang)海(Hai)证(Zheng)券(Quan)交(Jiao)易(Yi)所(Suo)可(Ke)视(Shi)情(Qing)况(Kuang)要(Yao)求(Qiu)公(Gong)司(Si)披(Pi)露(Lu)重(Zhong)大(Da)事(Shi)项(Xiang)进(Jin)程(Cheng)备(Bei)忘(Wang)录(Lu)中(Zhong)的(De)相(Xiang)关(Guan)内(Nei)容(Rong)。(?)公(Gong)司(Si)披(Pi)露(Lu)重(Zhong)大(Da)事(Shi)项(Xiang)后(Hou),(?)相(Xiang)关(Guan)事(Shi)项(Xiang)发(Fa)生(Sheng)重(Zhong)大(Da)变(Bian)化(Hua)的(De),(?)公(Gong)司(Si)应(Ying)当(Dang)及(Ji)时(Shi)补(Bu)充(Chong)报(Bao)送(Song)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)档(Dang)案(An)及(Ji)重(Zhong)大(Da)事(Shi)项(Xiang)进(Jin)程(Cheng)备(Bei)忘(Wang)录(Lu)。(?)
第(Di)四(Si)章(Zhang) 内(Nei)幕(Mu)信(Xin)息(Xi)保(Bao)密(Mi)管(Guan)理(Li)及(Ji)责(Ze)任(Ren)追(Zhui)究(Jiu)
第(Di)十(Shi)七(Qi)条(Tiao) 内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)在(Zai)处(Chu)理(Li)内(Nei)幕(Mu)信(Xin)息(Xi)相(Xiang)关(Guan)事(Shi)项(Xiang)时(Shi),(?)应(Ying)当(Dang)采(Cai)取(Qu)必(Bi)要(Yao)的(De)措(Cuo)施(Shi),(?)严(Yan)格(Ge)控(Kong)制(Zhi)内(Nei)幕(Mu)信(Xin)息(Xi)的(De)知(Zhi)悉(Xi)范(Fan)围(Wei)及(Ji)传(Chuan)递(Di)环(Huan)节(Jie);(?)简(Jian)化(Hua)决(Jue)策(Ce)程(Cheng)序(Xu),(?)缩(Suo)短(Duan)决(Jue)策(Ce)时(Shi)限(Xian),(?)在(Zai)内(Nei)幕(Mu)信(Xin)息(Xi)公(Gong)开(Kai)披(Pi)露(Lu)前(Qian)将(Jiang)该(Gai)信(Xin)息(Xi)的(De)知(Zhi)情(Qing)人(Ren)控(Kong)制(Zhi)在(Zai)最(Zui)小(Xiao)范(Fan)围(Wei)内(Nei),(?)同(Tong)时(Shi)杜(Du)绝(Jue)无(Wu)关(Guan)人(Ren)员(Yuan)接(Jie)触(Chu)到(Dao)内(Nei)幕(Mu)信(Xin)息(Xi)。(?)
在(Zai)内(Nei)幕(Mu)信(Xin)息(Xi)依(Yi)法(Fa)公(Gong)开(Kai)披(Pi)露(Lu)前(Qian),(?)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)负(Fu)有(You)保(Bao)密(Mi)义(Yi)务(Wu),(?)不(Bu)得(De)擅(Shan)自(Zi)以(Yi)任(Ren)何(He)形(Xing)式(Shi)对(Dui)外(Wai)泄(Xie)露(Lu)、(?)传(Chuan)送(Song)、(?)报(Bao)道(Dao)或(Huo)公(Gong)开(Kai),(?)不(Bu)得(De)利(Li)用(Yong)内(Nei)幕(Mu)信(Xin)息(Xi)买(Mai)卖(Mai)公(Gong)司(Si)证(Zheng)券(Quan)或(Huo)者(Zhe)建(Jian)议(Yi)他(Ta)人(Ren)利(Li)用(Yong)内(Nei)幕(Mu)信(Xin)息(Xi)买(Mai)卖(Mai)公(Gong)司(Si)证(Zheng)券(Quan),(?)不(Bu)得(De)利(Li)用(Yong)内(Nei)幕(Mu)信(Xin)息(Xi)配(Pei)合(He)他(Ta)人(Ren)操(Cao)纵(Zong)证(Zheng)券(Quan)交(Jiao)易(Yi)价(Jia)格(Ge),(?)不(Bu)得(De)利(Li)用(Yong)内(Nei)幕(Mu)信(Xin)息(Xi)为(Wei)本(Ben)人(Ren)、(?)亲(Qin)属(Shu)或(Huo)他(Ta)人(Ren)谋(Mou)利(Li)。(?)
第(Di)十(Shi)八(Ba)条(Tiao) 公(Gong)司(Si)披(Pi)露(Lu)定(Ding)期(Qi)报(Bao)告(Gao)之(Zhi)前(Qian),(?)公(Gong)司(Si)财(Cai)务(Wu)人(Ren)员(Yuan)和(He)其(Qi)他(Ta)相(Xiang)关(Guan)知(Zhi)情(Qing)人(Ren)员(Yuan)不(Bu)得(De)将(Jiang)公(Gong)司(Si)季(Ji)度(Du)报(Bao)告(Gao)、(?)半(Ban)年(Nian)度(Du)报(Bao)告(Gao)、(?)年(Nian)度(Du)报(Bao)告(Gao)及(Ji)有(You)关(Guan)数(Shu)据(Ju)向(Xiang)外(Wai)界(Jie)泄(Xie)露(Lu)和(He)报(Bao)送(Song),(?)也(Ye)不(Bu)得(De)在(Zai)公(Gong)司(Si)内(Nei)部(Bu)网(Wang)站(Zhan)、(?)论(Lun)坛(Tan)、(?)公(Gong)告(Gao)栏(Lan)或(Huo)其(Qi)他(Ta)媒(Mei)介(Jie)上(Shang)以(Yi)任(Ren)何(He)形(Xing)式(Shi)进(Jin)行(Xing)传(Chuan)播(Bo)、(?)粘(Zhan)贴(Tie)或(Huo)讨(Tao)论(Lun)。(?)
第(Di)十(Shi)九(Jiu)条(Tiao) 公(Gong)司(Si)通(Tong)过(Guo)签(Qian)订(Ding)保(Bao)密(Mi)协(Xie)议(Yi)、(?)禁(Jin)止(Zhi)内(Nei)幕(Mu)交(Jiao)易(Yi)告(Gao)知(Zhi)书(Shu)等(Deng)方(Fang)式(Shi)明(Ming)确(Que)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)的(De)保(Bao)密(Mi)义(Yi)务(Wu)。(?)一(Yi)旦(Dan)发(Fa)现(Xian)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)员(Yuan)违(Wei)反(Fan)本(Ben)制(Zhi)度(Du)泄(Xie)露(Lu)内(Nei)幕(Mu)信(Xin)息(Xi)、(?)利(Li)用(Yong)内(Nei)幕(Mu)信(Xin)息(Xi)进(Jin)行(Xing)交(Jiao)易(Yi)或(Huo)者(Zhe)建(Jian)议(Yi)他(Ta)人(Ren)利(Li)用(Yong)内(Nei)幕(Mu)信(Xin)息(Xi)进(Jin)行(Xing)交(Jiao)易(Yi)的(De)行(Xing)为(Wei)及(Ji)其(Qi)他(Ta)违(Wei)规(Gui)行(Xing)为(Wei),(?)公(Gong)司(Si)应(Ying)当(Dang)及(Ji)时(Shi)进(Jin)行(Xing)自(Zi)查(Cha)和(He)作(Zuo)出(Chu)处(Chu)罚(Fa)决(Jue)定(Ding),(?)并(Bing)将(Jiang)自(Zi)查(Cha)和(He)处(Chu)罚(Fa)结(Jie)果(Guo)报(Bao)送(Song)福(Fu)建(Jian)证(Zheng)监(Jian)局(Ju)、(?)上(Shang)海(Hai)证(Zheng)券(Quan)交(Jiao)易(Yi)所(Suo)备(Bei)案(An)。(?)
第(Di)二(?)十(Shi)条(Tiao) 公(Gong)司(Si)及(Ji)其(Qi)控(Kong)股(Gu)股(Gu)东(Dong)、(?)实(Shi)际(Ji)控(Kong)制(Zhi)人(Ren)按(An)照(Zhao)法(Fa)律(Lu)、(?)法(Fa)规(Gui)、(?)政(Zheng)策(Ce)的(De)要(Yao)求(Qiu)需(Xu)向(Xiang)政(Zheng)府(Fu)行(Xing)政(Zheng)管(Guan)理(Li)部(Bu)门(Men)报(Bao)送(Song)内(Nei)幕(Mu)信(Xin)息(Xi)的(De),(?)应(Ying)当(Dang)通(Tong)过(Guo)专(Zhuan)人(Ren)专(Zhuan)车(Che)送(Song)达(Da)等(Deng)恰(Qia)当(Dang)的(De)保(Bao)密(Mi)方(Fang)式(Shi)传(Chuan)递(Di)内(Nei)幕(Mu)信(Xin)息(Xi)相(Xiang)关(Guan)载(Zai)体(Ti);(?)除(Chu)按(An)照(Zhao)法(Fa)律(Lu)、(?)法(Fa)规(Gui)、(?)政(Zheng)策(Ce)的(De)规(Gui)定(Ding)通(Tong)过(Guo)互(Hu)联(Lian)网(Wang)向(Xiang)统(Tong)计(Ji)、(?)税(Shui)务(Wu)等(Deng)部(Bu)门(Men)报(Bao)送(Song)未(Wei)公(Gong)开(Kai)的(De)经(Jing)营(Ying)财(Cai)务(Wu)信(Xin)息(Xi)外(Wai),(?)禁(Jin)止(Zhi)未(Wei)经(Jing)加(Jia)密(Mi)在(Zai)互(Hu)联(Lian)网(Wang)及(Ji)其(Qi)他(Ta)公(Gong)共(Gong)信(Xin)息(Xi)网(Wang)络(Luo)中(Zhong)传(Chuan)递(Di)内(Nei)幕(Mu)信(Xin)息(Xi)。(?)
公(Gong)司(Si)及(Ji)其(Qi)控(Kong)股(Gu)股(Gu)东(Dong)、(?)实(Shi)际(Ji)控(Kong)制(Zhi)人(Ren)向(Xiang)政(Zheng)府(Fu)行(Xing)政(Zheng)管(Guan)理(Li)部(Bu)门(Men)报(Bao)送(Song)内(Nei)幕(Mu)信(Xin)息(Xi)时(Shi),(?)应(Ying)当(Dang)以(Yi)书(Shu)面(Mian)等(Deng)方(Fang)式(Shi)告(Gao)知(Zhi)该(Gai)部(Bu)门(Men)相(Xiang)关(Guan)工(Gong)作(Zuo)人(Ren)员(Yuan)对(Dui)内(Nei)幕(Mu)信(Xin)息(Xi)的(De)保(Bao)密(Mi)要(Yao)求(Qiu),(?)并(Bing)按(An)照(Zhao)一(Yi)事(Shi)一(Yi)记(Ji)的(De)方(Fang)式(Shi)在(Zai)本(Ben)公(Gong)司(Si)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)档(Dang)案(An)中(Zhong)登(Deng)记(Ji)行(Xing)政(Zheng)管(Guan)理(Li)部(Bu)门(Men)的(De)名(Ming)称(Cheng)、(?)接(Jie)触(Chu)内(Nei)幕(Mu)信(Xin)息(Xi)的(De)原(Yuan)因(Yin)以(Yi)及(Ji)知(Zhi)悉(Xi)内(Nei)幕(Mu)信(Xin)息(Xi)的(De)时(Shi)间(Jian)、(?)方(Fang)式(Shi)等(Deng)。(?)
公(Gong)司(Si)及(Ji)其(Qi)控(Kong)股(Gu)股(Gu)东(Dong)、(?)实(Shi)际(Ji)控(Kong)制(Zhi)人(Ren)在(Zai)公(Gong)开(Kai)披(Pi)露(Lu)内(Nei)幕(Mu)信(Xin)息(Xi)前(Qian)按(An)照(Zhao)相(Xiang)关(Guan)法(Fa)律(Lu)、(?)法(Fa)规(Gui)、(?)政(Zheng)策(Ce)要(Yao)求(Qiu)需(Xu)经(Jing)常(Chang)性(Xing)向(Xiang)相(Xiang)关(Guan)行(Xing)政(Zheng)管(Guan)理(Li)部(Bu)门(Men)报(Bao)送(Song)信(Xin)息(Xi)的(De),(?)在(Zai)报(Bao)送(Song)部(Bu)门(Men)、(?)内(Nei)容(Rong)等(Deng)未(Wei)发(Fa)生(Sheng)重(Zhong)大(Da)变(Bian)化(Hua)的(De)情(Qing)况(Kuang)下(Xia),(?)可(Ke)将(Jiang)其(Qi)视(Shi)为(Wei)同(Tong)一(Yi)内(Nei)幕(Mu)信(Xin)息(Xi)事(Shi)项(Xiang),(?)在(Zai)同(Tong)一(Yi)张(Zhang)表(Biao)格(Ge)中(Zhong)登(Deng)记(Ji)行(Xing)政(Zheng)管(Guan)理(Li)部(Bu)门(Men)的(De)名(Ming)称(Cheng),(?)并(Bing)持(Chi)续(Xu)登(Deng)记(Ji)报(Bao)送(Song)信(Xin)息(Xi)的(De)时(Shi)间(Jian)。(?)除(Chu)上(Shang)述(Shu)情(Qing)况(Kuang)外(Wai),(?)内(Nei)幕(Mu)信(Xin)息(Xi)流(Liu)转(Zhuan)涉(She)及(Ji)到(Dao)行(Xing)政(Zheng)管(Guan)理(Li)部(Bu)门(Men)时(Shi),(?)公(Gong)司(Si)及(Ji)其(Qi)控(Kong)股(Gu)股(Gu)东(Dong)、(?)实(Shi)际(Ji)控(Kong)制(Zhi)人(Ren)应(Ying)当(Dang)按(An)照(Zhao)一(Yi)事(Shi)一(Yi)记(Ji)的(De)方(Fang)式(Shi)在(Zai)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)档(Dang)案(An)中(Zhong)登(Deng)记(Ji)行(Xing)政(Zheng)管(Guan)理(Li)部(Bu)门(Men)的(De)名(Ming)称(Cheng)、(?)接(Jie)触(Chu)内(Nei)幕(Mu)信(Xin)息(Xi)的(De)时(Shi)间(Jian)、(?)方(Fang)式(Shi)等(Deng)。(?)
第(Di)二(?)十(Shi)一(Yi)条(Tiao) 公(Gong)司(Si)及(Ji)其(Qi)控(Kong)股(Gu)股(Gu)东(Dong)、(?)实(Shi)际(Ji)控(Kong)制(Zhi)人(Ren)应(Ying)当(Dang)定(Ding)期(Qi)、(?)不(Bu)定(Ding)期(Qi)地(Di)检(Jian)查(Cha)内(Nei)幕(Mu)信(Xin)息(Xi)保(Bao)密(Mi)管(Guan)理(Li)工(Gong)作(Zuo)执(Zhi)行(Xing)情(Qing)况(Kuang);(?)未(Wei)按(An)要(Yao)求(Qiu)对(Dui)相(Xiang)关(Guan)内(Nei)幕(Mu)信(Xin)息(Xi)采(Cai)取(Qu)保(Bao)密(Mi)措(Cuo)施(Shi)的(De),(?)应(Ying)当(Dang)限(Xian)期(Qi)改(Gai)正(Zheng),(?)并(Bing)对(Dui)相(Xiang)关(Guan)责(Ze)任(Ren)人(Ren)给(Gei)予(Yu)批(Pi)评(Ping)、(?)警(Jing)告(Gao)、(?)记(Ji)过(Guo)、(?)罚(Fa)款(Kuan)、(?)留(Liu)用(Yong)察(Cha)看(Kan)、(?)解(Jie)除(Chu)劳(Lao)动(Dong)合(He)同(Tong)等(Deng)处(Chu)分(Fen)或(Huo)采(Cai)取(Qu)相(Xiang)应(Ying)的(De)责(Ze)任(Ren)追(Zhui)究(Jiu)措(Cuo)施(Shi)。(?)
内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)违(Wei)反(Fan)本(Ben)制(Zhi)度(Du)泄(Xie)露(Lu)内(Nei)幕(Mu)信(Xin)息(Xi)、(?)利(Li)用(Yong)内(Nei)幕(Mu)信(Xin)息(Xi)进(Jin)行(Xing)交(Jiao)易(Yi)或(Huo)者(Zhe)建(Jian)议(Yi)他(Ta)人(Ren)利(Li)用(Yong)内(Nei)幕(Mu)信(Xin)息(Xi)进(Jin)行(Xing)交(Jiao)易(Yi),(?)或(Huo)由(You)于(Yu)失(Shi)职(Zhi)导(Dao)致(Zhi)违(Wei)规(Gui),(?)给(Gei)公(Gong)司(Si)造(Zao)成(Cheng)严(Yan)重(Zhong)影(Ying)响(Xiang)或(Huo)损(Sun)失(Shi)的(De),(?)公(Gong)司(Si)将(Jiang)视(Shi)情(Qing)节(Jie)轻(Qing)重(Zhong),(?)对(Dui)内(Nei)部(Bu)相(Xiang)关(Guan)责(Ze)任(Ren)人(Ren)给(Gei)予(Yu)批(Pi)评(Ping)、(?)警(Jing)告(Gao)、(?)记(Ji)过(Guo)、(?)罚(Fa)款(Kuan)、(?)留(Liu)用(Yong)察(Cha)看(Kan)、(?)解(Jie)除(Chu)劳(Lao)动(Dong)合(He)同(Tong)等(Deng)处(Chu)分(Fen)。(?)公(Gong)司(Si)还(Huan)将(Jiang)视(Shi)情(Qing)节(Jie)轻(Qing)重(Zhong),(?)将(Jiang)相(Xiang)关(Guan)案(An)件(Jian)线(Xian)索(Suo)移(Yi)送(Song)证(Zheng)券(Quan)监(Jian)管(Guan)机(Ji)构(Gou)或(Huo)公(Gong)安(An)机(Ji)关(Guan)查(Cha)处(Chu),(?)并(Bing)积(Ji)极(Ji)配(Pei)合(He)证(Zheng)券(Quan)监(Jian)管(Guan)机(Ji)构(Gou)或(Huo)公(Gong)安(An)机(Ji)关(Guan)依(Yi)法(Fa)调(Diao)查(Cha),(?)提(Ti)供(Gong)相(Xiang)关(Guan)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)备(Bei)案(An)登(Deng)记(Ji)档(Dang)案(An)等(Deng)资(Zi)料(Liao)信(Xin)息(Xi)。(?)相(Xiang)关(Guan)责(Ze)任(Ren)人(Ren)构(Gou)成(Cheng)犯(Fan)罪(Zui)的(De),(?)公(Gong)司(Si)将(Jiang)依(Yi)法(Fa)移(Yi)送(Song)司(Si)法(Fa)机(Ji)关(Guan)追(Zhui)究(Jiu)其(Qi)刑(Xing)事(Shi)责(Ze)任(Ren)。(?)
第(Di)二(?)十(Shi)二(?)条(Tiao) 为(Wei)公(Gong)司(Si)履(Lu)行(Xing)信(Xin)息(Xi)披(Pi)露(Lu)义(Yi)务(Wu)出(Chu)具(Ju)专(Zhuan)项(Xiang)文(Wen)件(Jian)的(De)保(Bao)荐(Jian)机(Ji)构(Gou)、(?)证(Zheng)券(Quan)服(Fu)务(Wu)机(Ji)构(Gou)及(Ji)其(Qi)人(Ren)员(Yuan),(?)持(Chi)有(You)公(Gong)司(Si)5%(?)以(Yi)上(Shang)股(Gu)份(Fen)的(De)股(Gu)东(Dong)或(Huo)者(Zhe)潜(Qian)在(Zai)股(Gu)东(Dong)、(?)公(Gong)司(Si)的(De)控(Kong)股(Gu)股(Gu)东(Dong)及(Ji)实(Shi)际(Ji)控(Kong)制(Zhi)人(Ren),(?)因(Yin)擅(Shan)自(Zi)披(Pi)露(Lu)公(Gong)司(Si)信(Xin)息(Xi)给(Gei)公(Gong)司(Si)造(Zao)成(Cheng)损(Sun)失(Shi)的(De),(?)公(Gong)司(Si)保(Bao)留(Liu)追(Zhui)究(Jiu)其(Qi)责(Ze)任(Ren)的(De)权(Quan)利(Li)。(?)
第(Di)五(Wu)章(Zhang) 附(Fu)则(Ze)
第(Di)二(?)十(Shi)三(San)条(Tiao) 本(Ben)制(Zhi)度(Du)由(You)公(Gong)司(Si)董(Dong)事(Shi)会(Hui)负(Fu)责(Ze)制(Zhi)定(Ding)、(?)解(Jie)释(Shi)和(He)修(Xiu)订(Ding)。(?)
第(Di)二(?)十(Shi)四(Si)条(Tiao) 本(Ben)制(Zhi)度(Du)未(Wei)尽(Jin)事(Shi)宜(Yi),(?)或(Huo)者(Zhe)与(Yu)有(You)关(Guan)法(Fa)律(Lu)、(?)法(Fa)规(Gui)、(?)规(Gui)范(Fan)性(Xing)文(Wen)件(Jian)的(De)强(Qiang)制(Zhi)性(Xing)规(Gui)定(Ding)相(Xiang)抵(Di)触(Chu)的(De),(?)应(Ying)当(Dang)依(Yi)照(Zhao)有(You)关(Guan)法(Fa)律(Lu)、(?)法(Fa)规(Gui)、(?)规(Gui)范(Fan)性(Xing)文(Wen)件(Jian)的(De)规(Gui)定(Ding)执(Zhi)行(Xing)。(?)
第(Di)二(?)十(Shi)五(Wu)条(Tiao) 本(Ben)制(Zhi)度(Du)((?)修(Xiu)订(Ding)稿(Gao))(?)自(Zi)公(Gong)司(Si)董(Dong)事(Shi)会(Hui)审(Shen)议(Yi)通(Tong)过(Guo)之(Zhi)日(Ri)起(Qi)实(Shi)施(Shi)。(?)
福(Fu)建(Jian)福(Fu)日(Ri)电(Dian)子(Zi)股(Gu)份(Fen)有(You)限(Xian)公(Gong)司(Si)
2021年(Nian)8月(Yue)27日(Ri)
附(Fu)件(Jian):(?)福(Fu)建(Jian)福(Fu)日(Ri)电(Dian)子(Zi)股(Gu)份(Fen)有(You)限(Xian)公(Gong)司(Si)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)档(Dang)案(An)表(Biao)
附(Fu)件(Jian):(?)
福(Fu)建(Jian)福(Fu)日(Ri)电(Dian)子(Zi)股(Gu)份(Fen)有(You)限(Xian)公(Gong)司(Si)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)档(Dang)案(An)表(Biao)
公(Gong)司(Si)简(Jian)称(Cheng):(?)福(Fu)日(Ri)电(Dian)子(Zi) 公(Gong)司(Si)代(Dai)码(Ma):(?)600203 报(Bao)备(Bei)时(Shi)间(Jian):(?) 年(Nian) 月(Yue) 日(Ri)
内(Nei)幕(Mu)信(Xin)息(Xi)事(Shi)项(Xiang)((?)注(Zhu)1)(?):(?)
公(Gong)司(Si)盖(Gai)章(Zhang):(?) 董(Dong)事(Shi)长(Chang)签(Qian)名(Ming):(?) 董(Dong)事(Shi)会(Hui)秘(Mi)书(Shu)签(Qian)名(Ming):(?)
知(Zhi)情(Qing)人(Ren)类(Lei)型(Xing) |
自(Zi)然(Ran)人(Ren)姓(Xing)名(Ming)/法(Fa)人(Ren)名(Ming)称(Cheng)/政(Zheng)府(Fu)部(Bu)门(Men)名(Ming)称(Cheng) |
知(Zhi)情(Qing)人(Ren)身(Shen)份(Fen) ((?)注(Zhu)2)(?) |
所(Suo)在(Zai)单(Dan)位(Wei)/部(Bu)门(Men) |
职(Zhi)务(Wu)/岗(Gang)位(Wei) |
证(Zheng)件(Jian) 类(Lei)型(Xing) ((?)注(Zhu)3)(?) |
证(Zheng)件(Jian) 号(Hao)码(Ma) |
知(Zhi)悉(Xi) 时(Shi)间(Jian) ((?)注(Zhu)4)(?) |
亲(Qin)属(Shu)关(Guan)系(Xi)名(Ming)称(Cheng)((?)注(Zhu)5)(?) |
知(Zhi)悉(Xi)内(Nei)幕(Mu)信(Xin)息(Xi)地(Di)点(Dian) |
知(Zhi)悉(Xi)内(Nei)幕(Mu)信(Xin)息(Xi)方(Fang)式(Shi)((?)注(Zhu)6)(?) |
知(Zhi)悉(Xi)内(Nei)幕(Mu)信(Xin)息(Xi)内(Nei)容(Rong)((?)注(Zhu)7)(?) |
知(Zhi)悉(Xi)内(Nei)幕(Mu)信(Xin)息(Xi)阶(Jie)段(Duan) ((?)注(Zhu)8)(?) |
登(Deng)记(Ji) 时(Shi)间(Jian) |
登(Deng)记(Ji)人(Ren) ((?)注(Zhu)9)(?) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
注(Zhu)1:(?)内(Nei)幕(Mu)信(Xin)息(Xi)事(Shi)项(Xiang)应(Ying)采(Cai)取(Qu)一(Yi)事(Shi)一(Yi)记(Ji)方(Fang)式(Shi),(?)即(Ji)每(Mei)份(Fen)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)档(Dang)案(An)仅(Jin)涉(She)及(Ji)一(Yi)个(Ge)内(Nei)幕(Mu)信(Xin)息(Xi)事(Shi)项(Xiang),(?)不(Bu)同(Tong)内(Nei)幕(Mu)信(Xin)息(Xi)事(Shi)项(Xiang)涉(She)及(Ji)的(De)知(Zhi)情(Qing)人(Ren)档(Dang)案(An)应(Ying)分(Fen)别(Bie)记(Ji)录(Lu)。(?)
注(Zhu)2:(?)知(Zhi)情(Qing)人(Ren)身(Shen)份(Fen)包(Bao)括(Kuo):(?)((?)1)(?)董(Dong)事(Shi)、(?)监(Jian)事(Shi)、(?)高(Gao)级(Ji)管(Guan)理(Li)人(Ren)员(Yuan)((?)以(Yi)下(Xia)简(Jian)称(Cheng)董(Dong)监(Jian)高(Gao))(?);(?)((?)2)(?)公(Gong)司(Si)控(Kong)股(Gu)股(Gu)东(Dong)((?)或(Huo)第(Di)一(Yi)大(Da)股(Gu)东(Dong))(?);(?)((?)3)(?)公(Gong)司(Si)实(Shi)际(Ji)控(Kong)制(Zhi)人(Ren);(?)((?)4)(?)公(Gong)司(Si)控(Kong)股(Gu)股(Gu)东(Dong)董(Dong)监(Jian)高(Gao);(?)((?)5)(?)公(Gong)司(Si)实(Shi)际(Ji)控(Kong)制(Zhi)人(Ren)董(Dong)监(Jian)高(Gao);(?)((?)6)(?)公(Gong)司(Si)董(Dong)监(Jian)高(Gao)之(Zhi)直(Zhi)系(Xi)亲(Qin)属(Shu);(?)((?)7)(?)公(Gong)司(Si)控(Kong)股(Gu)股(Gu)东(Dong)及(Ji)其(Qi)董(Dong)监(Jian)高(Gao)之(Zhi)直(Zhi)系(Xi)亲(Qin)属(Shu);(?)((?)8)(?)公(Gong)司(Si)实(Shi)际(Ji)控(Kong)制(Zhi)人(Ren)及(Ji)其(Qi)董(Dong)监(Jian)高(Gao)之(Zhi)直(Zhi)系(Xi)亲(Qin)属(Shu);(?)((?)9)(?)中(Zhong)介(Jie)机(Ji)构(Gou);(?)((?)10)(?)中(Zhong)介(Jie)机(Ji)构(Gou)法(Fa)人(Ren)代(Dai)表(Biao)及(Ji)项(Xiang)目(Mu)经(Jing)办(Ban)人(Ren);(?)((?)11)(?)中(Zhong)介(Jie)机(Ji)构(Gou)法(Fa)人(Ren)代(Dai)表(Biao)及(Ji)项(Xiang)目(Mu)经(Jing)办(Ban)人(Ren)之(Zhi)直(Zhi)系(Xi)亲(Qin)属(Shu);(?)((?)12)(?)交(Jiao)易(Yi)对(Dui)手(Shou)方(Fang)((?)或(Huo)收(Shou)购(Gou)人(Ren))(?);(?)((?)13)(?)交(Jiao)易(Yi)对(Dui)手(Shou)方(Fang)控(Kong)股(Gu)股(Gu)东(Dong)、(?)实(Shi)际(Ji)控(Kong)制(Zhi)人(Ren)、(?)董(Dong)监(Jian)高(Gao);(?)((?)14)(?)交(Jiao)易(Yi)对(Dui)手(Shou)方(Fang)及(Ji)其(Qi)控(Kong)股(Gu)股(Gu)东(Dong)、(?)实(Shi)际(Ji)控(Kong)制(Zhi)人(Ren)、(?)董(Dong)监(Jian)高(Gao)之(Zhi)直(Zhi)系(Xi)亲(Qin)属(Shu);(?)((?)15)(?)其(Qi)他(Ta)股(Gu)东(Dong)((?)非(Fei)控(Kong)股(Gu)股(Gu)东(Dong))(?);(?)((?)16)(?)其(Qi)他(Ta)股(Gu)东(Dong)董(Dong)监(Jian)高(Gao);(?)((?)17)(?)其(Qi)他(Ta)股(Gu)东(Dong)及(Ji)其(Qi)董(Dong)监(Jian)高(Gao)之(Zhi)直(Zhi)系(Xi)亲(Qin)属(Shu);(?)((?)18)(?)其(Qi)他(Ta)。(?)
注(Zhu)3:(?)证(Zheng)件(Jian)类(Lei)型(Xing)包(Bao)括(Kuo):(?)境(Jing)内(Nei)身(Shen)份(Fen)证(Zheng)、(?)军(Jun)官(Guan)证(Zheng)、(?)士(Shi)兵(Bing)证(Zheng)、(?)境(Jing)外(Wai)身(Shen)份(Fen)证(Zheng)、(?)组(Zu)织(Zhi)机(Ji)构(Gou)代(Dai)码(Ma)证(Zheng)件(Jian)、(?)警(Jing)官(Guan)证(Zheng)、(?)通(Tong)行(Xing)证(Zheng)、(?)护(Hu)照(Zhao)、(?)社(She)会(Hui)统(Tong)一(Yi)信(Xin)用(Yong)代(Dai)码(Ma)、(?)其(Qi)它(Ta)。(?)
注(Zhu)4:(?)填(Tian)报(Bao)知(Zhi)悉(Xi)内(Nei)幕(Mu)信(Xin)息(Xi)时(Shi)间(Jian),(?)应(Ying)填(Tian)写(Xie)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)知(Zhi)悉(Xi)内(Nei)幕(Mu)信(Xin)息(Xi)的(De)第(Di)一(Yi)时(Shi)间(Jian)。(?)
注(Zhu)5:(?)亲(Qin)属(Shu)范(Fan)围(Wei)包(Bao)括(Kuo)配(Pei)偶(Ou)、(?)子(Zi)女(Nu)和(He)父(Fu)母(Mu)。(?)
注(Zhu)6:(?)填(Tian)报(Bao)获(Huo)取(Qu)内(Nei)幕(Mu)信(Xin)息(Xi)的(De)方(Fang)式(Shi),(?)包(Bao)括(Kuo)但(Dan)不(Bu)限(Xian)于(Yu)会(Hui)谈(Tan)、(?)电(Dian)话(Hua)、(?)传(Chuan)真(Zhen)、(?)书(Shu)面(Mian)报(Bao)告(Gao)、(?)电(Dian)子(Zi)邮(You)件(Jian)等(Deng)。(?)
注(Zhu)7:(?)填(Tian)报(Bao)各(Ge)内(Nei)幕(Mu)信(Xin)息(Xi)知(Zhi)情(Qing)人(Ren)所(Suo)获(Huo)知(Zhi)的(De)内(Nei)幕(Mu)信(Xin)息(Xi)的(De)内(Nei)容(Rong),(?)可(Ke)根(Gen)据(Ju)需(Xu)要(Yao)添(Tian)加(Jia)附(Fu)页(Ye)进(Jin)行(Xing)详(Xiang)细(Xi)说(Shuo)明(Ming)。(?)
注(Zhu)8:(?)填(Tian)报(Bao)内(Nei)幕(Mu)信(Xin)息(Xi)所(Suo)处(Chu)阶(Jie)段(Duan),(?)包(Bao)括(Kuo)商(Shang)议(Yi)筹(Chou)划(Hua)、(?)论(Lun)证(Zheng)咨(Zi)询(Xun)、(?)合(He)同(Tong)订(Ding)立(Li)、(?)公(Gong)司(Si)内(Nei)部(Bu)的(De)报(Bao)告(Gao)、(?)传(Chuan)递(Di)、(?)编(Bian)制(Zhi)、(?)决(Jue)议(Yi)等(Deng)。(?)
注(Zhu)9:(?)如(Ru)为(Wei)公(Gong)司(Si)登(Deng)记(Ji),(?)填(Tian)写(Xie)公(Gong)司(Si)登(Deng)记(Ji)人(Ren)名(Ming)字(Zi);(?)如(Ru)为(Wei)公(Gong)司(Si)汇(Hui)总(Zong),(?)保(Bao)留(Liu)所(Suo)汇(Hui)总(Zong)表(Biao)格(Ge)中(Zhong)原(Yuan)登(Deng)记(Ji)人(Ren)姓(Xing)名(Ming)。(?)